Dear Readers, Here we have provided the Important Banking Awareness Quizzes based on a particular topic, which will help to understand and prepare in a better way. Candidates who are preparing for upcoming SBI Exams 2021 can make use of it.
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Click “Start Quiz” to attend these Questions and view Solutions
a) Securities and Exchange Bank of Investment
b) Securities and Exchange Board of India
c) Securities and Exchange Bank of India
d) Securities and Exchange Board of Investment
e) None of these
a) Pune
b) Mangalore
c) New Delhi
d) Gurugram
e) Mumbai
a) April 12, 1988
b) April 17, 1992
c) April 15, 1989
d) April 10, 1991
e) April 12, 1992
a) Upendra Kumar Sinha
b) Ajay Tyagi
c) Arundhati Bhattacharya
d) Uday Dharmalingam
e) None of these
a) Quasi-legislative
b) Quasi-judicial
c) Quasi-executive
d) All of the above
e) None of the above
a) Settlement is done in 2 days after trade date
b) Settlement is done in 2 months after trade date
c) Settlement is done in 2 weeks after trade date
d) Settlement is done in 2 years after trade date
e) None of these
a) From 1 lakh to 2 lakh
b) From 1 lakh to 1.5 lakh
c) From 2 lakh to 3 lakh
d) From 1.5 lakh to 2 lakh
e) None of these
a) Circuit broker
b) Stable broker
c) Merchant broker
d) Discount broker
e) None of these
a) SEBI Complaints Redress System
b) Sources for Complaints Redress System
c) Special Complaints Remedy System
d) SEBI Complaints Rectify System
e) None of these
a) The Investors
b) The Issuer of securities
c) The Market intermediaries
d) All of the above
e) None of the above
a) To protect the interests of investors in securities
b) To promote the development of securities market
c) To regulate the securities market and for matters connected there with or incidental there to
d) All of the Above
e) Only b & c
a) Risk Management Reassess Commission
b) Risk Managing Re-evaluate Committee
c) Risk Management Review Committee
d) Risk Managing Reconsider Commission
e) None of these
a) Complaints falling under the purview of the regulatory bodies like RBI, IRDA, PFEDA, CCI, FMC etc
b) Complaints regarding Pension Fund
c) Complaints regarding Commodities
d) All of the Above
e) None of These
a) To approve by−laws of Securities exchanges.
b) To require the Securities exchange to amend their by−laws.
c) Inspect the books of accounts and call for periodical returns from recognized Securities exchanges.
d) All of the above
e) None of the above
a) Corrective Fiscal Division
b) Corporation Finance Department
c) Corporate Financing Division
d) Corporation Fiscal Department
e) None of these
Answers:
1. Correct Answer is: b)
Securities and Exchange Board of India – SEBI
2. Correct Answer is: e)
Headquarters – Mumbai, Maharashtra
3. Correct Answer is: e)
Established – April 12, 1992
4. Correct Answer is: b)
Chairman – Ajay Tyagi (as on May 2018)
5. Correct Answer is: d)
Three functions rolled into one body – Quasi-legislative, Quasi-judicial and Quasi-executive.
6. Correct Answer is: a)
Rolling cycle of T + 2 means, Settlement is done in 2 days after trade date.
7. Correct Answer is: a)
Application limit for retail investors – From 1 lakh to 2 lakh
8. Correct Answer is: b)
9. Correct Answer is: a)
SCORES – SEBI Complaints Redress System
10. Correct Answer is: d)
SEBI has to be responsive to the needs of three groups namely the investors, the issuer of securities and the market intermediaries
11. Correct Answer is: d)
The basic functions of the SEBI are to protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected there with or incidental there to.
12. Correct Answer is: c)
RMRC – Risk Management Review Committee
13. Correct Answer is: d)
14. Correct Answer is: d)
SEBI has been vested with the following powers: to approve by−laws of Securities exchanges, to require the Securities exchange to amend their by−laws, inspect the books of accounts and call for periodical returns from recognized Securities exchanges, inspect the books of accounts of financial intermediaries, compel certain companies to list their shares in one or more Securities exchanges and registration broke.
15. Correct Answer is: b)
CFD – Corporation Finance Department
Good Luck
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This post was last modified on February 23, 2021 11:25 am